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Detailed Report
JENNIFER KATHERINE RICO
JENNIFER KATHERINE MOSER
CRD#: 6519509
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2500 NE Coachman Rd
Clearwater, FL 33765
Registration History
20162017201820192020202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2017 - Present (7 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2016 - Present (8 years)
License(s)

State Registrations

B
Florida 4/20/2017
IA
Florida 4/21/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2500 NE Coachman Rd, Clearwater, FL 33765
St Petersburg, FL
Registered with this firm since 4/21/2017
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2500 NE Coachman Rd, Clearwater, FL 33765
St Petersburg, FL
Registered with this firm since 11/21/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.