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MELANIE Anthoula ANTHONY
MELANIE ANTHOULA ANTHONY, MELANIE ANTHONY
CRD#: 6518788
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
201620172018201920202021202220232024202520262 FIRMS2020 - Present (4 years)
Disclosure(s)
View By:
7/13/2017
Financial
Final
6/16/2016
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 6/19/2020

B
Nebraska 6/22/2020

B
Alaska 6/22/2020

B
Nevada 6/26/2020

B
Arizona 6/22/2020

B
New Hampshire 7/1/2020

B
Arkansas 6/22/2020

B
New Jersey 6/22/2020

B
California 6/17/2020

B
New Mexico 6/26/2020

B
Colorado 6/29/2020

B
New York 6/30/2020

B
Connecticut 6/22/2020

B
North Carolina 6/17/2020

B
Delaware 6/22/2020

B
North Dakota 6/22/2020

B
District of Columbia 6/25/2020

B
Ohio 6/17/2020

B
Florida 10/15/2020

B
Oklahoma 6/22/2020

B
Georgia 6/18/2020

B
Oregon 10/9/2020

B
Hawaii 7/7/2020

B
Pennsylvania 6/22/2020

B
Idaho 6/17/2020

B
Puerto Rico 6/17/2020

B
Illinois 6/19/2020

B
Rhode Island 6/23/2020

IA
Illinois 6/19/2020

B
South Carolina 6/30/2020

B
Indiana 6/24/2020

B
South Dakota 7/17/2020

B
Iowa 6/19/2020

B
Tennessee 6/22/2020

B
Kansas 6/23/2020

B
Texas 6/17/2020

B
Kentucky 6/23/2020

IA
Texas 9/21/2020

B
Louisiana 6/22/2020

B
Utah 6/17/2020

B
Maine 6/19/2020

B
Vermont 6/24/2020

B
Maryland 6/17/2020

B
Virgin Islands 7/2/2020

B
Massachusetts 7/14/2020

B
Virginia 6/22/2020

B
Michigan 6/22/2020

B
Washington 6/22/2020

B
Minnesota 6/23/2020

B
West Virginia 6/30/2020

B
Mississippi 6/22/2020

B
Wisconsin 6/17/2020

B
Missouri 6/17/2020

B
Wyoming 6/22/2020

B
Montana 6/17/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 6/19/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 2/21/2020

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.