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Detailed Report
JOSELYN ESTEFANY NORDSTROM
Joselyn Estefany Pinto
CRD#: 6518302
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 301 North Lake Avenue
Suite 1150
Pasadena, CA 91101
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)BTRIAD ADVISORS, INC. (CRD# 25803)2016 - 2017 (<1 year)
License(s)

State Registrations

B
Alabama 4/26/2022
B
Montana 4/26/2022
B
Alaska 4/26/2022
B
Nebraska 4/26/2022
B
Arizona 5/3/2017
B
Nevada 4/26/2022
B
Arkansas 4/26/2022
B
New Hampshire 4/26/2022
B
California 4/6/2017
B
New Jersey 4/26/2022
IA
California 9/21/2017
B
New Mexico 4/26/2022
B
Colorado 4/26/2022
B
New York 4/26/2022
B
Connecticut 4/26/2022
B
North Carolina 4/27/2022
B
Delaware 4/26/2022
B
North Dakota 4/26/2022
B
District of Columbia 4/26/2022
B
Ohio 4/27/2022
B
Florida 4/26/2022
B
Oklahoma 4/26/2022
B
Georgia 4/26/2022
B
Oregon 5/3/2017
B
Hawaii 5/3/2017
B
Pennsylvania 4/26/2022
B
Idaho 4/26/2022
B
Puerto Rico 4/26/2022
B
Illinois 4/26/2022
B
Rhode Island 4/26/2022
B
Indiana 4/26/2022
B
South Carolina 4/26/2022
B
Iowa 4/26/2022
B
South Dakota 4/26/2022
B
Kansas 4/26/2022
B
Tennessee 4/26/2022
B
Kentucky 4/26/2022
B
Texas 5/3/2017
B
Louisiana 4/26/2022
B
Utah 5/3/2017
B
Maine 4/26/2022
B
Vermont 4/26/2022
B
Maryland 4/26/2022
B
Virgin Islands 4/26/2022
B
Massachusetts 4/26/2022
B
Virginia 4/26/2022
B
Michigan 4/26/2022
B
Washington 4/26/2022
B
Minnesota 4/26/2022
B
West Virginia 4/26/2022
B
Mississippi 4/26/2022
B
Wisconsin 4/26/2022
B
Missouri 4/26/2022
B
Wyoming 4/26/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
301 North Lake Avenue Suite 1150, Pasadena, CA 91101
Registered with this firm since 9/21/2017
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
301 North Lake Avenue Suite 1150, Pasadena, CA 91101
Registered with this firm since 4/6/2017
Previous Registration(s)
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B
 06/01/2016 - 02/28/2017 TRIAD ADVISORS, INC. (CRD#:25803) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.