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Detailed Report
Ashley Dent
ASHLEY C DENT, ASHLEY CORBIN DENT
CRD#: 6518244
IA
Investment Adviser
B
Broker
CANNON FINANCIAL STRATEGISTS, INC.CRD#: 133509 649-8 SOUTH MILLEDGE AVE
ATHENS, GA 30605
CANNON SECURITIES, INC.CRD#: 152287 649 SOUTH MILLEDGE AVE.
SUITE 6
ATHENS, GA 30605
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Georgia 4/19/2023
B
South Carolina 4/19/2023
IA
Georgia 4/21/2023
IA
South Carolina 4/24/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CANNON FINANCIAL STRATEGISTS, INC. (CRD#:133509)
649-8 SOUTH MILLEDGE AVE, ATHENS, GA 30605
Registered with this firm since 4/21/2023
B
CANNON SECURITIES, INC. (CRD#:152287)
649 SOUTH MILLEDGE AVE. SUITE 6, ATHENS, GA 30605
Registered with this firm since 4/19/2023
Previous Registration(s)
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IA
 11/29/2021 - 04/20/2023 TRANSAMERICA RETIREMENT ADVISORS, LLC (CRD#:107319) Grovetown, GA
B
 11/24/2021 - 04/20/2023 TRANSAMERICA INVESTORS SECURITIES CORPORATION (CRD#:32205) HARRISON, NY
IA
 12/09/2019 - 11/15/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUGUSTA, GA
B
 12/06/2019 - 11/15/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUGUSTA, GA
IA
 02/13/2018 - 12/10/2019 FIFTH THIRD SECURITIES, INC. (CRD#:628) AUGUSTA, GA
B
 02/12/2018 - 12/10/2019 FIFTH THIRD SECURITIES, INC. (CRD#:628) AUGUSTA, GA
IA
 05/11/2017 - 01/12/2018 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) Augusta, GA
B
 05/05/2017 - 01/12/2018 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) AUGUSTA, GA
IA
 09/02/2015 - 03/27/2017 EDWARD JONES (CRD#:250) Evans, GA
B
 08/05/2015 - 03/27/2017 EDWARD JONES (CRD#:250) Evans, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.