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BABAK GOLBAHR HAGHIGHI
BABAK HAGHIGHI, Babak G Haghighi
CRD#: 6517448
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 AUSTIN, TX
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 AUSTIN, TX
Registration History
201520162017201820192020202120222023202420252 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - 2023 (2 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 4/20/2023

B
Nebraska 4/20/2023

B
Alaska 4/20/2023

B
Nevada 4/20/2023

B
Arizona 4/20/2023

B
New Hampshire 4/20/2023

B
Arkansas 4/20/2023

B
New Jersey 4/20/2023

B
California 4/20/2023

B
New Mexico 4/20/2023

B
Colorado 4/20/2023

B
New York 4/20/2023

B
Connecticut 4/20/2023

B
North Carolina 4/20/2023

B
Delaware 4/20/2023

B
North Dakota 4/20/2023

B
District of Columbia 4/20/2023

B
Ohio 4/21/2023

B
Florida 4/20/2023

B
Oklahoma 4/20/2023

B
Georgia 4/20/2023

B
Oregon 4/20/2023

B
Hawaii 4/20/2023

B
Pennsylvania 4/20/2023

B
Idaho 4/20/2023

B
Puerto Rico 4/20/2023

B
Illinois 4/20/2023

B
Rhode Island 4/20/2023

B
Indiana 4/20/2023

B
South Carolina 4/20/2023

B
Iowa 4/20/2023

B
South Dakota 4/20/2023

B
Kansas 4/20/2023

B
Tennessee 4/20/2023

B
Kentucky 4/20/2023

B
Texas 3/23/2023

B
Louisiana 4/20/2023

IA
Texas 4/25/2023

B
Maine 4/20/2023

B
Utah 4/20/2023

B
Maryland 4/20/2023

B
Vermont 4/20/2023

B
Massachusetts 4/20/2023

B
Virgin Islands 4/20/2023

B
Michigan 4/20/2023

B
Virginia 4/20/2023

B
Minnesota 4/20/2023

B
Washington 4/20/2023

B
Mississippi 4/20/2023

B
West Virginia 4/20/2023

B
Missouri 4/20/2023

B
Wisconsin 4/20/2023

B
Montana 4/20/2023

B
Wyoming 4/20/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
AUSTIN, TX
Registered with this firm since 4/25/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
AUSTIN, TX
Registered with this firm since 3/23/2023

Previous Registration(s)
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IA
02/17/2021 - 02/14/2023 VANGUARD ADVISERS, INC. (CRD#:106715) Plano, TX
B
02/17/2021 - 02/14/2023 VANGUARD MARKETING CORPORATION (CRD#:7452) Plano, TX
IA
08/07/2017 - 01/13/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
B
09/06/2017 - 01/13/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHARLOTTE, NC
IA
08/01/2016 - 07/19/2017 PNC INVESTMENTS (CRD#:129052) MT. LAUREL, NJ
B
08/01/2016 - 07/19/2017 PNC INVESTMENTS (CRD#:129052) MT. LAUREL, NJ
IA
09/04/2015 - 07/07/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) PHILADELPHIA, PA
B
07/31/2015 - 07/07/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) PHILADELPHIA, PA
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Broker
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Investment Adviser
Disclosures
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