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Emma Smith
Emma Marie Smith
CRD#: 6516997
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 15321 S 94TH AVE STE 100
ORLAND PARK, IL 60462
CETERA ADVISORS LLCCRD#: 10299 15321 S 94TH AVE STE 100
ORLAND PARK, IL 60462
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2019 (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2019 - Present (5 years)IACETERA ADVISORS LLC (CRD# 10299)2019 - 2024 (4 years)
License(s)

State Registrations

B
Illinois 9/30/2019

IA
Illinois 3/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
15321 S 94TH AVE STE 100, ORLAND PARK, IL 60462
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
15321 S 94TH AVE STE 100, ORLAND PARK, IL 60462
Registered with this firm since 9/30/2019

Previous Registration(s)
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IA
09/30/2019 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
10/09/2017 - 09/27/2019 EDWARD JONES (CRD#:250) KANKAKEE, IL
B
09/19/2017 - 09/27/2019 EDWARD JONES (CRD#:250) KANKAKEE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.