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Detailed Report
GLENN MAY
CRD#: 6516139
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 COWBOYS WAY
FRISCO, TX 75034
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 1/7/2025
B
Nebraska 1/7/2025
B
Arizona 4/6/2020
B
Nevada 7/1/2020
B
Arkansas 8/17/2022
B
New Hampshire 9/12/2022
B
California 4/22/2016
B
New Jersey 4/22/2016
B
Colorado 3/2/2017
B
New Mexico 1/7/2025
B
Connecticut 8/17/2016
B
New York 4/22/2016
B
Delaware 2/24/2017
B
North Carolina 10/19/2016
B
District of Columbia 1/7/2025
B
North Dakota 4/6/2020
B
Florida 6/16/2016
B
Ohio 1/7/2025
B
Georgia 1/7/2025
B
Oklahoma 11/17/2017
B
Illinois 10/18/2016
B
Oregon 9/12/2019
B
Indiana 1/7/2025
B
Pennsylvania 10/18/2016
B
Iowa 1/7/2025
B
South Carolina 1/7/2025
B
Kansas 11/20/2019
B
Tennessee 1/7/2025
B
Kentucky 1/7/2025
B
Texas 4/21/2016
B
Louisiana 1/7/2025
IA
Texas 4/21/2016
B
Maine 1/7/2025
B
Utah 1/9/2017
B
Maryland 2/3/2017
B
Virgin Islands 1/7/2025
B
Massachusetts 1/9/2017
B
Virginia 2/15/2017
B
Michigan 1/9/2017
B
Washington 1/7/2025
B
Minnesota 11/15/2024
B
West Virginia 1/7/2025
B
Mississippi 3/2/2020
B
Wisconsin 1/7/2025
B
Missouri 7/11/2016
B
Wyoming 6/1/2022
B
Montana 1/7/2025

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 COWBOYS WAY, FRISCO, TX 75034
Registered with this firm since 4/21/2016
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1 COWBOYS WAY, FRISCO, TX 75034
Registered with this firm since 4/21/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/16/2015 - 04/01/2016 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Frisco, TX
B
 09/02/2015 - 04/01/2016 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Frisco, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.