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ASHLEY D PURVIS
CRD#: 6514233
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
201520162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - Present (9 years)
Disclosure(s)
View By:
7/31/2015
Financial
Final
7/24/2015
Financial
Final
7/22/2015
Financial
Final
7/2/2015
Financial
Final
License(s)

State Registrations

B
Alabama 11/20/2015

B
Montana 1/19/2016

B
Alaska 11/30/2015

B
Nebraska 11/18/2015

B
Arizona 12/10/2015

B
Nevada 11/24/2015

B
Arkansas 11/23/2015

B
New Hampshire 12/1/2015

B
California 11/19/2015

B
New Jersey 11/24/2015

B
Colorado 11/23/2015

B
New Mexico 11/24/2015

B
Connecticut 11/24/2015

B
New York 11/20/2015

B
Delaware 12/1/2015

B
North Carolina 11/19/2015

B
District of Columbia 11/18/2015

B
North Dakota 11/18/2015

B
Florida 11/20/2015

B
Ohio 11/18/2015

IA
Florida 11/10/2020

B
Oklahoma 11/23/2015

B
Georgia 11/23/2015

B
Oregon 1/7/2016

IA
Georgia 3/2/2020

B
Pennsylvania 11/18/2015

B
Hawaii 11/25/2015

B
Puerto Rico 11/25/2015

B
Idaho 11/18/2015

B
Rhode Island 11/18/2015

B
Illinois 11/18/2015

B
South Carolina 12/2/2015

B
Indiana 11/20/2015

B
South Dakota 11/24/2015

B
Iowa 11/23/2015

B
Tennessee 3/2/2020

B
Kansas 12/7/2015

B
Texas 11/19/2015

B
Kentucky 2/28/2020

IA
Texas 2/28/2020

B
Louisiana 11/20/2015

B
Utah 11/18/2015

B
Maine 11/19/2015

B
Vermont 12/1/2015

B
Maryland 11/23/2015

B
Virgin Islands 11/24/2015

B
Massachusetts 2/2/2016

B
Virginia 11/18/2015

B
Michigan 1/19/2016

B
Washington 1/11/2016

B
Minnesota 11/18/2015

B
West Virginia 12/7/2015

B
Mississippi 12/7/2015

B
Wisconsin 11/30/2015

B
Missouri 1/25/2016

B
Wyoming 11/20/2015

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 2/28/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Registered with this firm since 10/8/2015

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.