Individual Firm
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Nicholas Sean Duelfer
NICHOLAS SEAN DUELFER, NICHOLAS DUELFER, Nick Duelfer
CRD#: 6514058
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1000 CONTINENTAL DRIVE
SUITE 695
KNG OF PRUSSIA, PA 19406
SUITE 695
KNG OF PRUSSIA, PA 19406
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Arizona 8/20/2024
B
New Jersey 6/28/2021
B
California 6/28/2021
B
New York 5/9/2023
B
Colorado 11/8/2024
B
North Carolina 5/2/2022
B
Connecticut 8/30/2024
B
Ohio 5/31/2023
B
Delaware 6/28/2021
B
Oregon 10/14/2022
B
Florida 5/2/2022
B
Pennsylvania 6/22/2021
B
Georgia 8/13/2021
IA
Pennsylvania 6/22/2021
B
Idaho 5/2/2022
B
South Carolina 1/3/2022
B
Indiana 6/30/2022
B
Tennessee 1/4/2022
B
Kansas 10/14/2022
B
Texas 6/28/2021
B
Kentucky 11/16/2021
B
Utah 5/2/2022
B
Maryland 1/20/2023
B
Virginia 11/29/2022
B
Massachusetts 6/30/2022
B
Washington 4/7/2023
B
Nevada 8/22/2023
B
Wisconsin 3/7/2025
SRO Registrations
B
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IA
Registered with this firm since 6/22/2021
B
Registered with this firm since 6/22/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/27/2020 - 05/05/2021 | Trexlertown, PA | |
IA | 10/26/2016 - 11/15/2019 | EASTON, PA | |
B | 10/26/2016 - 11/15/2019 | EASTON, PA | |
IA | 08/26/2015 - 08/31/2016 | CENTER VALLEY, PA | |
B | 08/03/2015 - 08/31/2016 | CENTER VALLEY, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.