Individual Firm
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JOHN MOTTO
John Motto Jr, John Motto
CRD#: 6512834
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J.P. MORGAN SECURITIES LLCCRD#: 79 500 Stanton Christiana Rd
Newark, DE 19713
Newark, DE 19713
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Disclosures
6
Years of Experience
View By:
State Registrations
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Delaware 11/4/2022
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New York 11/4/2022
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Delaware 11/9/2022
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Pennsylvania 6/26/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 11/4/2022
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Registered with this firm since 11/4/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/22/2021 - 10/24/2022 | Cherry Hill, NJ | |
B | 08/24/2021 - 10/24/2022 | Cherry Hill, NJ | |
B | 04/02/2019 - 12/21/2020 | DRESHER, PA | |
IA | 04/24/2019 - 11/11/2020 | Dresher, PA | |
IA | 10/12/2018 - 03/12/2019 | BALA CYNWYD, PA | |
B | 09/28/2018 - 03/12/2019 | BALA CYNWYD, PA | |
B | 05/15/2018 - 06/07/2018 | MARLTON, NJ | |
IA | 02/15/2017 - 01/10/2018 | WASHINGTON CROSSING, PA | |
B | 01/26/2017 - 01/10/2018 | WASHINGTON CROSSING, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.