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MARC D FARMER
MARC FARMER
CRD#: 6512633
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Investment Adviser
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Previous Broker
MONROE FINANCIAL INC.CRD#: 304658 1132 S WABASH AVE STE 605
CHICAGO, IL 60605
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2019 (3 years)IAMONROE FINANCIAL INC. (CRD# 304658)2019 - Present (5 years)
License(s)

State Registrations

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Illinois 9/11/2019

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Wisconsin 8/22/2019

Current Registration(s)
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MONROE FINANCIAL INC. (CRD#:304658)
1132 S WABASH AVE STE 605, CHICAGO, IL 60605
1625 10th Street Suite 205, Monroe, WI 53566
Registered with this firm since 8/22/2019

Previous Registration(s)
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12/08/2015 - 09/09/2019 H.D. VEST ADVISORY SERVICES, INC (CRD#:104556) Monroe, WI
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12/08/2015 - 09/09/2019 HD VEST INVESTMENT SERVICES (CRD#:13686) Monroe, WI
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11/17/2015 - 12/28/2015 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) MONROE, WI
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10/22/2015 - 12/28/2015 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) MONROE, WI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.