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Detailed Report
RUCHI VINOD PATEL
CRD#: 6511982
IA
Investment Adviser
B
Broker
ALLIANCEBERNSTEIN L.P.CRD#: 108477 4590 Spyglass Drive
Stockton, CA 95219
SANFORD C. BERNSTEIN & CO., LLCCRD#: 104474 555 CALIFORNIA STREET,
44TH FLOOR
SAN FRANCISCO, CA 94104
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (1 year)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

B
California 4/16/2019
B
Minnesota 6/14/2024
IA
California 4/17/2019
B
Montana 6/14/2024
B
Colorado 6/14/2024
B
Nevada 6/14/2024
B
Connecticut 6/14/2024
B
New Hampshire 6/14/2024
B
Delaware 6/14/2024
B
New Mexico 6/14/2024
B
Florida 6/14/2024
B
New York 6/14/2024
B
Hawaii 6/14/2024
B
Ohio 6/14/2024
B
Idaho 6/14/2024
B
Pennsylvania 6/14/2024
B
Illinois 6/14/2024
B
Texas 6/14/2024
B
Maine 6/14/2024
IA
Texas 6/18/2024
B
Maryland 6/14/2024
B
Utah 6/14/2024
B
Massachusetts 6/14/2024
B
Virginia 6/14/2024
B
Michigan 6/14/2024
B
Washington 6/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ALLIANCEBERNSTEIN L.P. (CRD#:108477)
4590 Spyglass Drive, Stockton, CA 95219
Registered with this firm since 4/17/2019
B
SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474)
555 CALIFORNIA STREET, 44TH FLOOR, SAN FRANCISCO, CA 94104
Registered with this firm since 4/16/2019
Previous Registration(s)
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IA
 04/25/2016 - 06/20/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) AUSTIN, TX
B
 04/05/2016 - 06/20/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.