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Thomas Matthew Gallatin
THOMAS M GALLATIN, Thomas Gallatin
CRD#: 6511413
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 2850 NORTH HARWOOD
18TH FLOOR
DALLAS, TX 75201
Registration History
201920202021202220232024202520262 FIRMS2019 - 2022 (3 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Arkansas 5/5/2022

B
Montana 6/16/2022

B
Florida 3/14/2023

B
Oklahoma 5/25/2022

B
Idaho 6/20/2024

B
Tennessee 8/13/2024

B
Kansas 5/9/2024

B
Texas 5/5/2022

B
Michigan 5/5/2022

IA
Texas 5/5/2022

B
Missouri 12/13/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 5/5/2022

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 5/5/2022

Previous Registration(s)
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IA
05/09/2019 - 05/06/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FRISCO, TX
B
02/25/2019 - 05/06/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FRISCO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.