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DAVID JOHN PEYTON
DAVID PEYTON
CRD#: 6511282
IA
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WELLS FARGO ADVISORSCRD#: 19616 311 3RD AVE SE STE 102
CEDAR RAPIDS, IA 52401
CEDAR RAPIDS, IA 52401
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Disclosures
9
Years of Experience
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State Registrations
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Alabama 4/19/2024
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Michigan 4/19/2024
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Arizona 4/19/2024
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Minnesota 4/19/2024
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Arkansas 4/19/2024
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Missouri 4/19/2024
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California 4/19/2024
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Montana 4/19/2024
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Colorado 4/19/2024
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Nevada 4/19/2024
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Connecticut 4/19/2024
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New Hampshire 4/19/2024
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District of Columbia 4/19/2024
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New Mexico 4/19/2024
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Florida 4/19/2024
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New York 4/19/2024
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Georgia 4/19/2024
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North Carolina 4/19/2024
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Hawaii 4/19/2024
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Ohio 4/22/2024
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Illinois 4/19/2024
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Oklahoma 4/19/2024
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Indiana 4/19/2024
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Oregon 4/19/2024
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Iowa 10/13/2023
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Pennsylvania 4/19/2024
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Iowa 1/19/2024
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South Carolina 4/19/2024
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Kansas 4/19/2024
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Tennessee 4/19/2024
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Kentucky 7/2/2024
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Texas 4/19/2024
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Louisiana 4/19/2024
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Texas 4/19/2024
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Maine 4/19/2024
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Virginia 4/19/2024
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Maryland 4/19/2024
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Washington 4/19/2024
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Massachusetts 4/19/2024
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Wisconsin 4/19/2024
SRO Registrations
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IA
Registered with this firm since 10/13/2023
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Registered with this firm since 12/18/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/03/2023 - 09/18/2023 | Waterloo, IA | |
IA | 05/13/2016 - 07/17/2023 | Waterloo, IA | |
IA | 06/22/2015 - 11/28/2017 | Waterloo, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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