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Abraham J Guzman
ABRAHAM JAUREGUI GUZMAN
CRD#: 6510959
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 11640 BANDERA RD
SAN ANTONIO,, TX 78250
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2020 (4 years)2 FIRMS2020 - Present (5 years)
License(s)

State Registrations

B
Arizona 1/21/2022

B
Missouri 9/11/2023

B
Arkansas 8/28/2024

B
New Hampshire 10/18/2024

B
California 4/2/2020

B
New York 1/30/2023

B
Florida 1/16/2025

B
North Carolina 10/4/2021

B
Hawaii 2/25/2021

B
Oklahoma 1/25/2021

B
Illinois 10/3/2022

B
Texas 1/17/2020

B
Louisiana 1/6/2025

IA
Texas 1/17/2020

B
Michigan 6/23/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
11640 BANDERA RD, SAN ANTONIO,, TX 78250
Registered with this firm since 1/17/2020

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
11640 BANDERA RD, SAN ANTONIO,, TX 78250
Registered with this firm since 1/17/2020

Previous Registration(s)
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IA
12/08/2015 - 01/21/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
B
08/25/2015 - 01/21/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.