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Detailed Report
JARED MATHEW HOFFMAN
CRD#: 6510433
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 9800 Schwab Way
Lone Tree, CO 80124
CHARLES SCHWAB & CO., INC.CRD#: 5393 9800 Schwab Way
Lone Tree, CO 80124
Registration History
20162017201820192020202120222023202420252026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2017 - Present (7 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - Present (8 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2016 - 2017 (<1 year)
License(s)

State Registrations

B
Alaska 8/25/2020
B
Massachusetts 8/9/2019
B
Arizona 7/10/2017
B
Michigan 11/10/2020
B
Arkansas 3/7/2024
B
Mississippi 7/10/2017
B
California 5/23/2016
B
Nebraska 7/10/2017
B
Colorado 5/18/2016
B
Nevada 6/12/2019
IA
Colorado 11/14/2017
B
New Mexico 7/10/2017
B
Connecticut 1/5/2024
B
New York 7/13/2016
B
Florida 7/10/2017
B
Oklahoma 7/10/2017
B
Georgia 7/13/2016
B
Oregon 11/21/2018
B
Hawaii 3/24/2020
B
Pennsylvania 6/14/2021
B
Idaho 12/19/2022
B
South Carolina 9/24/2018
B
Illinois 7/13/2016
B
Tennessee 9/19/2024
B
Kansas 7/13/2016
B
Texas 7/10/2017
B
Louisiana 10/1/2024
IA
Texas 1/8/2020
B
Maryland 7/10/2017
B
Washington 8/8/2018

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 11/14/2017
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
9800 Schwab Way, Lone Tree, CO 80124
Registered with this firm since 5/18/2016
Previous Registration(s)
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IA
 12/07/2016 - 11/14/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.