Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Chad Shields
CHAD ALAN SHIELDS, CHAD SHIELDS
CRD#: 6509922
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 406 FIFTH STREET
BROOKINGS, SD 57006-2007
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Arizona 9/3/2024
B
New York 10/19/2015
B
California 10/19/2015
B
North Carolina 2/5/2025
B
Colorado 10/19/2015
B
North Dakota 1/11/2019
B
Florida 6/10/2021
B
Oklahoma 1/4/2023
B
Idaho 10/25/2024
B
Oregon 10/19/2015
B
Illinois 11/13/2017
B
South Dakota 8/25/2015
B
Iowa 10/19/2015
IA
South Dakota 10/20/2015
B
Kansas 5/17/2019
B
Texas 10/19/2015
B
Michigan 8/21/2023
IA
Texas 1/11/2019
B
Minnesota 10/27/2015
B
Utah 1/11/2019
B
Missouri 2/27/2018
B
Virginia 10/19/2015
B
Montana 2/1/2018
B
Wisconsin 1/11/2019
B
Nebraska 10/19/2015
B
Wyoming 1/16/2025
B
Nevada 7/25/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
406 FIFTH STREET, BROOKINGS, SD 57006-2007
Registered with this firm since 10/20/2015
B
EDWARD JONES (CRD#:250)
406 FIFTH STREET, BROOKINGS, SD 57006-2007
Registered with this firm since 8/4/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.