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Detailed Report
Ryan Murphy Safko
RYAN MURPHY SAFKO, Ryan M Safko
CRD#: 6509116
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Investment Adviser
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Previous Broker
ALTMAN ADVISORSCRD#: 281778 Greenville, SC
Registration History
201620172018201920202021202220232024202520262 FIRMS2018 - 2021 (3 years)IAALTMAN ADVISORS (CRD# 281778)2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2018 (1 year)IABRIAUD FINANCIAL ADVISORS (CRD# 105638)2022 - 2022 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - 2018 (1 year)
License(s)

State Registrations

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South Carolina 12/17/2024
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Texas 11/8/2022
Current Registration(s)
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ALTMAN ADVISORS (CRD#:281778)
Greenville, SC
Registered with this firm since 11/8/2022
Previous Registration(s)
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 03/23/2022 - 09/01/2022 BRIAUD FINANCIAL ADVISORS (CRD#:105638) COLLEGE STATION, TX
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 01/11/2018 - 11/09/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHARLOTTE, NC
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 01/11/2018 - 11/09/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHARLOTTE, NC
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 01/20/2017 - 01/17/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
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 12/06/2016 - 01/17/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PENNINGTON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.