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Robert James Graff Jr
ROBERT JAMES GRAFF JR, Robert James Graff
CRD#: 6508897
IA
Investment Adviser
B
Broker
NEUBERGER BERMAN BD LLCCRD#: 2908 190 SOUTH LASALLE STREET
23RD & 24TH & 27TH FLOOR
CHICAGO, IL 60603
Registration History
201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BMOELIS & COMPANY LLC (CRD# 145115)2016 - 2017 (1 year)
License(s)

State Registrations

B
Illinois 3/22/2024

B
New York 3/22/2024

IA
Illinois 3/22/2024

IA
New York 3/22/2024

SRO Registrations

B
FINRA

B
Nasdaq ISE, LLC

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
CHICAGO, IL
Registered with this firm since 3/22/2024

B
NEUBERGER BERMAN BD LLC (CRD#:2908)
190 SOUTH LASALLE STREET 23RD & 24TH & 27TH FLOOR, CHICAGO, IL 60603
CHICAGO, IL
Registered with this firm since 2/2/2024

Previous Registration(s)
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08/01/2016 - 12/01/2017 MOELIS & COMPANY LLC (CRD#:145115) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
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