• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BEROTT MATHNOV
Berott Ames Mathews, Berott Ames Mathnov
CRD#: 6507481
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ERIE, CO
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 ERIE, CO
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (1 year)2 FIRMS2017 - 2020 (3 years)2 FIRMS2024 - Present (<1 year)BROBINHOOD FINANCIAL, LLC (CRD# 165998)2021 - 2022 (1 year)
License(s)

State Registrations

B
Alabama 5/21/2024

B
Montana 5/21/2024

B
Alaska 5/21/2024

B
Nebraska 5/21/2024

B
Arizona 5/21/2024

B
Nevada 5/21/2024

B
Arkansas 5/21/2024

B
New Hampshire 5/21/2024

B
California 5/21/2024

B
New Jersey 5/21/2024

B
Colorado 5/15/2024

B
New Mexico 5/21/2024

IA
Colorado 7/3/2024

B
New York 5/21/2024

B
Connecticut 5/21/2024

B
North Carolina 5/21/2024

B
Delaware 5/21/2024

B
North Dakota 5/21/2024

B
District of Columbia 5/21/2024

B
Ohio 5/22/2024

B
Florida 5/21/2024

B
Oklahoma 5/21/2024

B
Georgia 5/21/2024

B
Oregon 5/21/2024

B
Hawaii 5/21/2024

B
Pennsylvania 5/21/2024

B
Idaho 5/21/2024

B
Puerto Rico 5/21/2024

B
Illinois 5/21/2024

B
Rhode Island 5/21/2024

B
Indiana 5/21/2024

B
South Carolina 5/21/2024

B
Iowa 5/21/2024

B
South Dakota 5/21/2024

B
Kansas 5/21/2024

B
Tennessee 5/21/2024

B
Kentucky 5/21/2024

B
Texas 5/21/2024

B
Louisiana 5/21/2024

B
Utah 5/21/2024

B
Maine 5/21/2024

B
Vermont 5/21/2024

B
Maryland 5/21/2024

B
Virgin Islands 5/21/2024

B
Massachusetts 5/21/2024

B
Virginia 5/21/2024

B
Michigan 5/21/2024

B
Washington 5/21/2024

B
Minnesota 5/21/2024

B
West Virginia 5/21/2024

B
Mississippi 5/21/2024

B
Wisconsin 5/21/2024

B
Missouri 5/21/2024

B
Wyoming 5/21/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ERIE, CO
Registered with this firm since 7/3/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
ERIE, CO
Registered with this firm since 5/15/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/04/2021 - 06/14/2022 ROBINHOOD FINANCIAL, LLC (CRD#:165998) LAKE MARY, FL
IA
07/05/2017 - 11/13/2020 ADVICE AND PLANNING SERVICES (CRD#:20472) BOULDER, CO
B
07/05/2017 - 11/13/2020 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) BOULDER, CO
IA
11/16/2015 - 06/09/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
10/01/2015 - 06/09/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.