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THOMAS MICHAEL KELLEY
Tom Kelley
CRD#: 6506746
IA
Investment Adviser
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Previous Broker
GRANITE HARBOR ADVISORS, INC.CRD#: 179523 10603 WEST SAM HOUSTON PARKWAY NORTH
SUITE 450
HOUSTON, TX 77064
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2022 - 2024 (2 years)IAGRANITE HARBOR ADVISORS, INC. (CRD# 179523)2024 - Present (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2016 - 2021 (5 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2021 - 2021 (<1 year)
Disclosure(s)
View By:
8/31/1999
Criminal
Final Disposition
License(s)

State Registrations

IA
Texas 4/4/2024

Current Registration(s)
IA
GRANITE HARBOR ADVISORS, INC. (CRD#:179523)
10603 WEST SAM HOUSTON PARKWAY NORTH SUITE 450, HOUSTON, TX 77064
Registered with this firm since 4/4/2024

Previous Registration(s)
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IA
02/16/2022 - 04/03/2024 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) HOUSTON, TX
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01/27/2022 - 04/03/2024 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) HOUSTON, TX
IA
10/18/2021 - 11/30/2021 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) HOUSTON, TX
B
07/25/2016 - 11/30/2021 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) HOUSTON, TX
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.