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Patrick Joseph Mullin
PATRICK JOSEPH MULLIN, Patrick Mullin
CRD#: 6504901
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 100 FEDERAL ST
BOSTON, MA 02110
Registration History
201620172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BEATON VANCE DISTRIBUTORS, INC. (CRD# 37731)2016 - 2019 (2 years)IAEATON VANCE MANAGEMENT (CRD# 104859)2017 - 2019 (2 years)
License(s)

State Registrations

B
Alabama 6/22/2022

B
Nebraska 10/31/2019

B
Alaska 6/22/2022

B
Nevada 10/31/2019

B
Arizona 10/31/2019

B
New Hampshire 10/31/2019

B
Arkansas 1/27/2020

B
New Jersey 10/31/2019

B
California 10/31/2019

B
New Mexico 6/22/2022

B
Colorado 10/31/2019

B
New York 10/31/2019

B
Connecticut 10/30/2019

B
North Carolina 10/31/2019

IA
Connecticut 10/31/2019

B
North Dakota 6/22/2022

B
Delaware 10/31/2019

B
Ohio 10/31/2019

B
District of Columbia 10/31/2019

B
Oklahoma 10/31/2019

B
Florida 10/31/2019

B
Oregon 10/31/2019

B
Georgia 10/31/2019

B
Pennsylvania 10/31/2019

B
Hawaii 10/31/2019

B
Puerto Rico 6/22/2022

B
Idaho 10/31/2019

B
Rhode Island 10/31/2019

B
Illinois 10/31/2019

B
South Carolina 10/31/2019

B
Indiana 10/31/2019

B
South Dakota 10/31/2019

B
Iowa 10/31/2019

B
Tennessee 6/22/2022

B
Kansas 6/22/2022

B
Texas 10/31/2019

B
Kentucky 10/31/2019

IA
Texas 10/31/2019

B
Louisiana 10/31/2019

B
Utah 10/31/2019

B
Maine 10/31/2019

B
Vermont 10/31/2019

B
Maryland 10/31/2019

B
Virgin Islands 6/22/2022

B
Massachusetts 10/30/2019

B
Virginia 10/31/2019

B
Michigan 10/31/2019

B
Washington 10/31/2019

B
Minnesota 10/31/2019

B
West Virginia 10/31/2019

B
Mississippi 6/22/2022

B
Wisconsin 10/31/2019

B
Missouri 10/31/2019

B
Wyoming 10/31/2019

B
Montana 10/31/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 10/31/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
100 FEDERAL ST, BOSTON, MA 02110
Registered with this firm since 10/30/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/18/2017 - 09/23/2019 EATON VANCE MANAGEMENT (CRD#:104859) BOSTON, MA
B
11/08/2016 - 09/23/2019 EATON VANCE DISTRIBUTORS, INC. (CRD#:37731) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.