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Detailed Report
TIMOTHY R BROWN
Tim Brown
CRD#: 6504801
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 43 SOUTH BEESON BLVD
UNIONTOWN, PA 15401
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2017 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - 2017 (1 year)
License(s)

State Registrations

B
Arizona 10/2/2017
B
New Jersey 10/2/2017
B
California 10/2/2017
B
New York 10/2/2017
B
District of Columbia 10/2/2017
B
North Carolina 10/2/2017
B
Florida 10/2/2017
B
Ohio 10/2/2017
B
Georgia 10/2/2017
B
Pennsylvania 10/2/2017
B
Illinois 10/2/2017
IA
Pennsylvania 10/2/2017
B
Indiana 10/2/2017
B
South Carolina 10/2/2017
B
Kentucky 10/2/2017
B
Texas 10/2/2017
B
Maryland 10/2/2017
IA
Texas 10/2/2017
B
Michigan 10/2/2017
B
Virginia 10/2/2017
B
Minnesota 7/23/2021
B
West Virginia 10/2/2017
B
Nebraska 4/12/2018

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
43 SOUTH BEESON BLVD, UNIONTOWN, PA 15401
Registered with this firm since 10/2/2017
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
43 SOUTH BEESON BLVD, UNIONTOWN, PA 15401
Registered with this firm since 10/2/2017
Previous Registration(s)
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IA
 06/06/2016 - 10/03/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) UPPER SAINT CLAIR, PA
B
 12/03/2015 - 10/03/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) UPPER SAINT CLAIR, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.