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BENJAMIN I LIENER
CRD#: 6504612
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
California 2/16/2017

B
Montana 7/6/2022

B
Colorado 2/19/2021

B
Nevada 8/30/2021

B
Florida 9/13/2018

B
New York 2/16/2017

B
Georgia 1/3/2024

B
North Carolina 1/3/2024

B
Illinois 10/31/2016

B
Ohio 7/10/2024

IA
Illinois 10/31/2016

B
Pennsylvania 4/8/2024

B
Indiana 1/3/2024

B
Texas 2/16/2017

B
Maryland 4/21/2023

IA
Texas 2/16/2017

B
Massachusetts 4/8/2024

B
Virgin Islands 5/18/2021

B
Michigan 6/1/2017

B
Virginia 3/14/2023

B
Minnesota 6/4/2019

B
Wisconsin 6/1/2017

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/31/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 9/8/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.