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NICHOLAS PEKER
NICHOLAS DAVID PEKER, Nick Peker
CRD#: 6504153
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 ST LOUIS, MO
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - Present (6 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Missouri 6/26/2018

IA
Missouri 6/26/2018

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
ST LOUIS, MO
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 6/11/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
ST LOUIS, MO
ONE NORTH JEFFERSON AVENUE H0004-05C, ST. LOUIS, MO 63103
Registered with this firm since 6/11/2024

IA
WELLS FARGO ADVISORS (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
ST LOUIS, MO
Registered with this firm since 6/26/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
ONE N JEFFERSON AVE, ST. LOUIS, MO 63103
ST LOUIS, MO
Registered with this firm since 6/26/2018

Previous Registration(s)
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IA
02/07/2018 - 06/18/2018 EDWARD JONES (CRD#:250) ST LOUIS, MO
B
02/07/2018 - 06/18/2018 EDWARD JONES (CRD#:250) ST LOUIS, MO
IA
08/13/2015 - 02/05/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
07/16/2015 - 02/05/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.