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Ronald B Levi
RON B LEVI, RONALD BRANDON LEVI
CRD#: 6502868
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
HOUSTON, TX 77002
Registration History
201520162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2020 (4 years)
Disclosure(s)
View By:
6/30/2020
Financial
Final
6/25/2020
Financial
Final
License(s)

State Registrations

B
Arizona 11/25/2024

B
Michigan 11/9/2023

B
Arkansas 5/4/2022

B
New Jersey 11/9/2023

B
Colorado 5/4/2022

B
New Mexico 5/5/2022

B
Florida 5/5/2022

B
North Carolina 11/6/2023

B
Louisiana 5/9/2022

B
Oklahoma 5/4/2022

B
Maryland 9/4/2024

B
Texas 7/23/2020

B
Massachusetts 11/8/2023

IA
Texas 9/19/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 9/19/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST, HOUSTON, TX 77002
Registered with this firm since 7/23/2020

Previous Registration(s)
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B
09/25/2015 - 06/10/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.