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Detailed Report
ALEXANDER CHRISTIAN ENGEN
ALEX ENGEN
CRD#: 6502859
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Investment Adviser
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Previous Broker
ADVISORY SERVICES NETWORKCRD#: 146051 AURORA, CO
Registration History
20162017201820192020202120222023202420252026IAADVISORY SERVICES NETWORK (CRD# 146051)2022 - Present (2 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2016 - 2017 (<1 year)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2019 - 2022 (2 years)IALAKE HILLS WEALTH MANAGEMENT, LLC (CRD# 286175)2017 - 2019 (2 years)
License(s)

State Registrations

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Colorado 7/29/2022
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Texas 1/26/2023
Current Registration(s)
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ADVISORY SERVICES NETWORK (CRD#:146051)
AURORA, CO
Registered with this firm since 7/29/2022
Previous Registration(s)
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 11/01/2019 - 08/08/2022 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Aurora, CO
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 03/01/2017 - 10/28/2019 LAKE HILLS WEALTH MANAGEMENT, LLC (CRD#:286175) AUSTIN, TX
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 06/21/2016 - 02/14/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.