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ASHLEY NICOLE KLEIN
CRD#: 6501401
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3400 CENTRAL AVE
STE 200
RIVERSIDE, CA 92506-2163
Registration History
2017201820192020202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2020 - Present (5 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 5/25/2023

B
Nevada 4/6/2022

B
California 10/28/2019

B
New Mexico 1/17/2023

IA
California 2/20/2020

B
New York 4/6/2022

B
Colorado 4/6/2022

B
North Carolina 1/20/2023

B
Connecticut 5/29/2024

B
Oregon 4/6/2022

B
Florida 4/6/2022

B
South Carolina 4/6/2022

B
Georgia 4/6/2022

B
Tennessee 4/6/2022

B
Hawaii 4/6/2022

B
Texas 4/6/2022

B
Idaho 4/6/2022

IA
Texas 4/7/2022

B
Illinois 4/6/2022

B
Utah 10/19/2020

B
Massachusetts 4/22/2024

B
Virginia 4/6/2022

B
Michigan 3/9/2021

B
Washington 1/18/2022

B
Minnesota 5/24/2023

B
Wisconsin 4/6/2022

B
Missouri 4/6/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3400 CENTRAL AVE STE 200, RIVERSIDE, CA 92506-2163
Chino, CA
Registered with this firm since 2/20/2020

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3400 CENTRAL AVE STE 200, RIVERSIDE, CA 92506-2163
Chino, CA
Registered with this firm since 12/20/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.