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Detailed Report
ROBERT CHARLES HAPANOWICZ
CRD#: 6499160
IA
Investment Adviser
B
Broker
HAPANOWICZ FINANCIALCRD#: 157523 FOSTER PLAZA 6, 681 ANDERSEN DRIVE
SUITE 100
PITTSBURGH, PA 15220
LPL FINANCIAL LLCCRD#: 6413 681 ANDERSEN DR, STE 100
FOSTER PLAZA 6
PITTSBURGH, PA 15220
Registration History
201920202021202220232024202520262 FIRMS2019 - Present (6 years)
License(s)

State Registrations

B
Pennsylvania 3/15/2019
IA
Pennsylvania 3/26/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HAPANOWICZ FINANCIAL (CRD#:157523)
FOSTER PLAZA 6, 681 ANDERSEN DRIVE SUITE 100, PITTSBURGH, PA 15220
Registered with this firm since 3/26/2019
B
LPL FINANCIAL LLC (CRD#:6413)
681 ANDERSEN DR, STE 100 FOSTER PLAZA 6, PITTSBURGH, PA 15220
Registered with this firm since 3/15/2019
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.