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THERESA A ARTAC
THERESA ANN ARTAC, Theresa A Artac, THERESA A RUETH, THERESA ANN RUETH, Tess Rueth
CRD#: 6498813
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 226126 HUMMINGBIRD ROAD
WAUSAU, WI 54401
WAUSAU, WI 54401
0
Disclosures
8
Years of Experience
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State Registrations
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Alabama 4/18/2019
B
Michigan 4/12/2019
B
Arizona 4/18/2019
B
Minnesota 4/12/2019
B
California 7/12/2019
IA
Minnesota 4/17/2019
B
Colorado 4/12/2019
B
North Carolina 4/12/2019
B
Florida 4/12/2019
B
Oregon 7/26/2022
IA
Florida 6/7/2022
B
Texas 4/17/2019
B
Georgia 4/18/2019
IA
Texas 5/24/2019
B
Illinois 4/12/2019
B
Virginia 8/6/2019
B
Indiana 4/18/2019
B
Wisconsin 11/1/2018
B
Massachusetts 4/18/2019
IA
Wisconsin 11/1/2018
SRO Registrations
B
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IA
Registered with this firm since 11/1/2018
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Registered with this firm since 11/1/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/28/2017 - 11/07/2018 | WAUSAU, WI | |
B | 01/23/2017 - 11/07/2018 | WAUSAU, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.