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CRISELDA LOZANO
CRISELDA CAPITANI, CRIS VAUGHN, CRISELDA VAUGHN
CRD#: 6498703
IA
B
MORGAN STANLEYCRD#: 149777 8889 Pelican Bay Boulevard
Suite 300
Naples, FL 34108
Suite 300
Naples, FL 34108
0
Disclosures
4
Years of Experience
View By:
State Registrations
B
Alabama 5/19/2022
B
Montana 10/24/2023
B
Alaska 10/24/2023
B
Nebraska 5/19/2022
B
Arizona 5/19/2022
B
Nevada 5/19/2022
B
Arkansas 10/24/2023
B
New Hampshire 5/19/2022
B
California 5/19/2022
B
New Jersey 5/19/2022
B
Colorado 5/19/2022
B
New Mexico 5/19/2022
B
Connecticut 5/19/2022
B
New York 5/19/2022
B
Delaware 5/19/2022
B
North Carolina 5/19/2022
B
District of Columbia 5/19/2022
B
Ohio 5/20/2022
B
Florida 3/4/2022
B
Oklahoma 5/19/2022
IA
Florida 4/26/2022
B
Oregon 5/19/2022
B
Georgia 5/19/2022
B
Pennsylvania 5/19/2022
B
Idaho 10/24/2023
B
Puerto Rico 5/19/2022
B
Illinois 5/19/2022
B
Rhode Island 5/19/2022
B
Indiana 5/19/2022
B
South Carolina 5/19/2022
B
Iowa 5/19/2022
B
South Dakota 10/24/2023
B
Kansas 10/24/2023
B
Tennessee 5/19/2022
B
Kentucky 5/19/2022
B
Texas 5/19/2022
B
Louisiana 10/24/2023
IA
Texas 6/2/2022
B
Maine 5/19/2022
B
Utah 10/24/2023
B
Maryland 5/19/2022
B
Vermont 5/19/2022
B
Massachusetts 5/19/2022
B
Virginia 5/19/2022
B
Michigan 5/19/2022
B
Washington 5/19/2022
B
Minnesota 5/19/2022
B
West Virginia 5/19/2022
B
Mississippi 10/24/2023
B
Wisconsin 5/19/2022
B
Missouri 5/19/2022
B
Wyoming 10/24/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/26/2022
B
Registered with this firm since 3/1/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2016 - 09/01/2017 | OAK BROOK, IL | |
B | 11/16/2015 - 09/01/2017 | OAK BROOK, IL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.