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Cory Brian Finke
CORY B FINKE
CRD#: 6497142
IA
Investment Adviser
B
Broker
NORTHERN TRUST SECURITIES, INCCRD#: 7927 333 S. WABASH AVENUE
34TH FLOOR
CHICAGO, IL 60604
Registration History
201620172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2016 - 2017 (1 year)
License(s)

State Registrations

B
Alabama 4/11/2017

B
Missouri 4/11/2017

B
Alaska 4/11/2017

B
Montana 4/11/2017

B
Arizona 4/11/2017

B
Nebraska 4/11/2017

B
Arkansas 4/11/2017

B
Nevada 4/11/2017

B
California 4/11/2017

B
New Hampshire 4/11/2017

B
Colorado 4/11/2017

B
New Jersey 4/11/2017

B
Connecticut 4/11/2017

B
New Mexico 4/11/2017

B
Delaware 4/11/2017

B
New York 4/11/2017

B
District of Columbia 4/11/2017

B
North Carolina 4/12/2017

B
Florida 4/11/2017

B
North Dakota 4/11/2017

B
Georgia 4/11/2017

B
Ohio 4/11/2017

B
Hawaii 4/11/2017

B
Oklahoma 4/11/2017

B
Idaho 4/11/2017

B
Oregon 4/11/2017

B
Illinois 4/11/2017

B
Pennsylvania 4/11/2017

IA
Illinois 4/11/2017

B
Rhode Island 4/11/2017

B
Indiana 4/11/2017

B
South Carolina 4/11/2017

B
Iowa 4/11/2017

B
South Dakota 4/11/2017

B
Kansas 4/11/2017

B
Tennessee 4/11/2017

B
Kentucky 4/11/2017

B
Texas 4/11/2017

B
Louisiana 4/11/2017

B
Utah 4/11/2017

B
Maine 4/11/2017

B
Vermont 4/11/2017

B
Maryland 4/11/2017

B
Virginia 4/11/2017

B
Massachusetts 4/11/2017

B
Washington 4/11/2017

B
Michigan 4/11/2017

B
West Virginia 4/11/2017

B
Minnesota 4/11/2017

B
Wisconsin 4/11/2017

B
Mississippi 4/11/2017

B
Wyoming 4/11/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST SECURITIES, INC (CRD#:7927)
333 S. WABASH AVENUE 34TH FLOOR, CHICAGO, IL 60604
333 South Wabash Avenue 34th Floor, CHICAGO, IL 60604
Registered with this firm since 4/11/2017

B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
333 S. WABASH AVENUE 34TH FLOOR, CHICAGO, IL 60604
333 South Wabash Avenue 34th Floor, CHICAGO, IL 60604
Registered with this firm since 4/11/2017

Previous Registration(s)
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B
03/04/2016 - 04/11/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) DOWNERS GROVE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.