Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
COLLIN REID BROOKS
CRD#: 6496709
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4455 Dressler Road
Suite 202
Canton, OH 44718
Registration History
201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
Arizona 12/13/2016
B
Nevada 6/13/2024
B
Arkansas 4/20/2020
B
New Hampshire 5/5/2022
B
California 12/13/2016
B
New Jersey 1/5/2017
B
Colorado 12/13/2016
B
New Mexico 7/13/2021
B
Connecticut 12/13/2016
B
New York 12/13/2016
B
Delaware 6/13/2024
B
North Carolina 12/14/2016
B
District of Columbia 1/24/2022
B
Ohio 8/15/2016
B
Florida 12/13/2016
IA
Ohio 8/26/2016
B
Georgia 12/13/2016
B
Oregon 7/13/2021
B
Hawaii 4/22/2022
B
Pennsylvania 8/26/2016
B
Illinois 12/13/2016
B
Rhode Island 7/13/2021
B
Indiana 12/13/2016
B
South Carolina 9/25/2018
B
Kentucky 1/3/2018
B
Tennessee 3/22/2019
B
Louisiana 7/10/2024
B
Texas 12/13/2016
B
Maine 4/22/2022
IA
Texas 12/13/2016
B
Maryland 3/10/2020
B
Utah 6/13/2024
B
Massachusetts 8/28/2019
B
Vermont 5/6/2019
B
Michigan 12/13/2016
B
Virginia 12/13/2016
B
Minnesota 7/13/2021
B
Washington 12/13/2016
B
Missouri 12/16/2016
B
West Virginia 12/13/2016
B
Montana 9/14/2018
B
Wisconsin 12/7/2022
B
Nebraska 7/13/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4455 Dressler Road Suite 202, Canton, OH 44718
3700 Embassy Parkway Suite 340, Akron, OH 44333
Registered with this firm since 8/26/2016
B
MORGAN STANLEY (CRD#:149777)
4455 Dressler Road Suite 202, Canton, OH 44718
3700 Embassy Parkway Suite 340, Akron, OH 44333
Registered with this firm since 7/27/2016
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.