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CLAYTON JAMES GONZALEZ
CRD#: 6496164
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
20162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2016 - Present (8 years)
License(s)

State Registrations

B
Alabama 5/3/2023

B
Montana 9/12/2016

B
Alaska 5/3/2023

B
Nebraska 9/12/2016

B
Arizona 9/12/2016

B
Nevada 9/12/2016

B
Arkansas 4/11/2022

B
New Hampshire 9/12/2016

B
California 9/12/2016

B
New Jersey 9/12/2016

B
Colorado 9/12/2016

B
New Mexico 5/11/2022

B
Connecticut 9/12/2016

B
New York 9/12/2016

B
Delaware 9/12/2016

B
North Carolina 9/12/2016

B
District of Columbia 9/12/2016

B
North Dakota 5/3/2023

B
Florida 9/12/2016

B
Ohio 9/12/2016

B
Georgia 9/12/2016

B
Oklahoma 9/12/2016

B
Hawaii 4/11/2022

B
Oregon 9/12/2016

B
Idaho 5/3/2023

B
Pennsylvania 9/12/2016

B
Illinois 9/12/2016

B
Rhode Island 1/14/2021

IA
Illinois 9/30/2019

B
South Carolina 9/12/2016

B
Indiana 9/12/2016

B
South Dakota 9/12/2016

B
Iowa 8/25/2021

B
Tennessee 9/12/2016

B
Kansas 5/3/2023

B
Texas 9/12/2016

B
Kentucky 9/12/2016

IA
Texas 8/23/2019

B
Louisiana 5/3/2023

B
Utah 2/24/2022

B
Maryland 3/18/2021

B
Vermont 11/23/2021

B
Massachusetts 9/12/2016

B
Virginia 9/12/2016

B
Michigan 9/12/2016

B
Washington 9/12/2016

B
Minnesota 9/12/2016

B
West Virginia 5/3/2023

B
Mississippi 5/3/2023

B
Wisconsin 9/12/2016

B
Missouri 9/12/2016

B
Wyoming 10/1/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 8/23/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 8/12/2016

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.