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Detailed Report
ROXANN ALLISON LORRAINE MURPHY
ROXANN A. MURPHY, ROXANN MURPHY, ROXANN A. L. MURPHY, ROXANN AL MURPHY-WISHNEFF
CRD#: 6494572
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 1800 NORTH MILITARY TRAIL
SUITE 340
BOCA RATON, FL 33431
Registration History
20162017201820192020202120222023202420252026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2018 - Present (7 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2016 - Present (8 years)BMETLIFE SECURITIES, INC (CRD# 14251)2016 - 2016 (<1 year)
License(s)

State Registrations

B
Florida 7/18/2016
IA
Florida 1/31/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1800 NORTH MILITARY TRAIL SUITE 340, BOCA RATON, FL 33431
Registered with this firm since 1/31/2018
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1800 NORTH MILITARY TRAIL SUITE 340, BOCA RATON, FL 33431
Registered with this firm since 7/18/2016
Previous Registration(s)
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B
 06/17/2016 - 06/28/2016 METLIFE SECURITIES, INC (CRD#:14251) FORT LAUDERDALE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.