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William Montgomery
WILLIAM ALLEN MONTGOMERY
CRD#: 6493688
IA
B
EDWARD JONESCRD#: 250 2 West Dr Suite 130
Chesterfield, MO 63017
Chesterfield, MO 63017
0
Disclosures
4
Years of Experience
View By:
State Registrations
B
Arizona 10/25/2024
B
New Jersey 10/25/2024
B
Florida 10/25/2024
B
New York 10/25/2024
B
Georgia 10/25/2024
B
North Carolina 10/25/2024
B
Illinois 10/25/2024
B
Texas 10/25/2024
B
Missouri 10/25/2024
IA
Texas 10/25/2024
IA
Missouri 10/28/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/25/2024
B
Registered with this firm since 10/25/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/22/2021 - 05/22/2024 | MIAMI, FL | |
B | 08/02/2021 - 05/22/2024 | FT. LAUDERDALE, FL | |
B | 05/14/2020 - 05/21/2021 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.