• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
THOMAS JOHN BRUCE
TJ JOHN BRUCE
CRD#: 6492275
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 7400 METRO BOULEVARD SUITE 140
EDINA, MN 55439
CETERA ADVISORS LLCCRD#: 10299 7400 METRO BOULEVARD SUITE 140
EDINA, MN 55439
Registration History
201620172018201920202021202220232024202520262 FIRMS2020 - 2023 (3 years)2 FIRMS2024 - Present (<1 year)BJACKSON NATIONAL LIFE DISTRIBU... (CRD# 40178)2016 - 2018 (2 years)IACETERA ADVISORS LLC (CRD# 10299)2024 - 2024 (<1 year)IALONGBOARD ASSET MANAGEMENT (CRD# 155617)2018 - 2019 (1 year)
License(s)

State Registrations

B
Arizona 4/8/2024

B
Georgia 4/8/2024

B
Arkansas 4/8/2024

B
Idaho 4/8/2024

B
California 4/8/2024

B
Minnesota 3/18/2024

B
Colorado 1/16/2025

IA
Minnesota 3/18/2024

B
Florida 4/8/2024

B
Wisconsin 4/8/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
7400 METRO BOULEVARD SUITE 140, EDINA, MN 55439
Registered with this firm since 3/18/2024

B
CETERA ADVISORS LLC (CRD#:10299)
7400 METRO BOULEVARD SUITE 140, EDINA, MN 55439
Registered with this firm since 2/9/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/18/2024 - 04/05/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
06/05/2020 - 12/26/2023 LONGBOARD ASSET MANAGEMENT (CRD#:155617) Minneapolis, MN
B
10/07/2020 - 12/01/2023 NORTHERN LIGHTS DISTRIBUTORS, LLC (CRD#:126159) ELKHORN, NE
IA
08/30/2018 - 11/04/2019 LONGBOARD ASSET MANAGEMENT (CRD#:155617) PHOENIX, AZ
B
04/18/2016 - 06/08/2018 JACKSON NATIONAL LIFE DISTRIBUTORS LLC (CRD#:40178) DENVER, CO
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.