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Samuel Nathan Tuckerman
SAMUEL NATHAN TUCKERMAN, Sam Tuckerman, Sammy Tuckerman, Samuel Tuckerman
CRD#: 6491906
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 BRICKELL AVE
MIAMI, FL 33131
Registration History
20172018201920202021202220232024202520262 FIRMS2019 - Present (5 years)BFORTUNE FINANCIAL SERVICES, INC. (CRD# 42150)2017 - 2019 (1 year)
License(s)

State Registrations

B
Alabama 3/18/2022

B
New Jersey 9/11/2019

B
California 1/9/2020

B
New York 3/18/2022

B
Colorado 3/14/2023

B
North Carolina 4/13/2022

B
Connecticut 3/18/2022

B
Oregon 11/22/2024

B
District of Columbia 12/11/2024

B
Pennsylvania 9/13/2019

B
Florida 3/26/2019

B
Tennessee 11/15/2023

IA
Florida 3/27/2019

B
Texas 7/9/2020

B
Georgia 3/18/2022

IA
Texas 7/9/2020

B
Massachusetts 3/18/2022

B
Washington 10/16/2023

B
Nevada 6/4/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 3/27/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 BRICKELL AVE, MIAMI, FL 33131
Registered with this firm since 3/26/2019

Previous Registration(s)
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B
09/01/2017 - 04/26/2019 FORTUNE FINANCIAL SERVICES, INC. (CRD#:42150) Miami Beach, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.