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Jenny Young Fernandez
Jenny Catlin Young, Jenny Young
CRD#: 6490920
IA
B
ROCKEFELLER CAPITAL MANAGEMENTCRD#: 291361 CHARLOTTE, NC
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Disclosures
5
Years of Experience
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State Registrations
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Arizona 5/11/2022
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Missouri 5/11/2022
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California 5/11/2022
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Nevada 5/11/2022
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California 5/11/2022
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New Jersey 5/11/2022
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Colorado 5/11/2022
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New Mexico 5/11/2022
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Connecticut 5/11/2022
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New York 5/11/2022
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Delaware 5/11/2022
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North Carolina 5/11/2022
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District of Columbia 5/11/2022
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North Carolina 5/11/2022
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Florida 5/11/2022
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Ohio 5/11/2022
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Georgia 5/11/2022
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Oklahoma 5/11/2022
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Hawaii 5/11/2022
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Oregon 5/11/2022
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Idaho 5/11/2022
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Pennsylvania 5/11/2022
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Illinois 5/11/2022
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Texas 5/11/2022
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Indiana 5/11/2022
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Texas 5/11/2022
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Kentucky 5/11/2022
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Utah 5/11/2022
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Louisiana 5/11/2022
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Vermont 5/11/2022
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Maryland 5/11/2022
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Virginia 3/9/2023
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Massachusetts 5/11/2022
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Washington 3/9/2023
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Michigan 5/11/2022
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Wisconsin 5/11/2022
SRO Registrations
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Registered with this firm since 5/11/2022
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/27/2019 - 05/11/2022 | Charlotte, NC | |
B | 08/28/2019 - 05/11/2022 | Charlotte, NC | |
IA | 04/18/2022 - 04/26/2022 | Charlotte, NC | |
B | 04/18/2022 - 04/26/2022 | SAN FRANCISCO, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.