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RICHARD ALLEN BAVETZ JR
RICHARD ALLEN BAVETZ, RICK BAVETZ
CRD#: 6490328
IA
Investment Adviser
J. W. COLE ADVISORS, INC.CRD#: 112294 2660 Townsgate Road
Suite 110
Westlake Village, CA 91361
Registration History
201520162017201820192020202120222023202420252026IAJ. W. COLE ADVISORS, INC. (CRD# 112294)2019 - Present (5 years)IAGLOBAL FINANCIAL PRIVATE CAPIT... (CRD# 132070)2018 - 2019 (<1 year)IAGRADIENT ADVISORS, LLC (CRD# 152665)2018 - 2018 (<1 year)IAGLOBAL FINANCIAL PRIVATE CAPIT... (CRD# 132070)2015 - 2017 (2 years)
Disclosure(s)
View By:
11/15/2016
Financial
Final
License(s)

State Registrations

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California 4/17/2019

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Missouri 4/17/2019

Current Registration(s)
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J. W. COLE ADVISORS, INC. (CRD#:112294)
2660 Townsgate Road Suite 110, Westlake Village, CA 91361
303 North Stadium Boulevard Suite 200, Columbia, MO 65203
Registered with this firm since 4/17/2019

Previous Registration(s)
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05/16/2018 - 04/23/2019 GLOBAL FINANCIAL PRIVATE CAPITAL, LLC (CRD#:132070) Westlake Village, CA
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02/01/2018 - 05/09/2018 GRADIENT ADVISORS, LLC (CRD#:152665) Westlake Village, CA
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05/11/2015 - 12/31/2017 GLOBAL FINANCIAL PRIVATE CAPITAL, LLC (CRD#:132070) WESTLAKE VILLAGE, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.