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ANDREA GUADALUPE OSORIO
ANDREA G OSORIO, ANDREA OSORIO
CRD#: 6489621
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Granada Hills, CA
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Alaska 2/2/2023

B
New Hampshire 2/28/2023

B
Arizona 4/18/2018

B
Ohio 4/20/2018

B
California 3/13/2017

B
Oregon 8/24/2018

IA
California 3/13/2017

B
Tennessee 11/20/2018

B
Colorado 4/18/2018

B
Texas 1/22/2019

B
Connecticut 2/16/2021

B
Utah 12/17/2020

B
Florida 9/18/2018

IA
Utah 12/17/2020

B
Maryland 4/18/2018

B
Virginia 4/18/2018

B
Michigan 3/22/2024

B
Washington 4/18/2018

B
Nevada 4/18/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Granada Hills, CA
CWM Retail, Sales 20520 Devonshire Street, Chatsworth, CA 91311
Registered with this firm since 3/13/2017

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Granada Hills, CA
CWM Retail, Sales 20520 Devonshire Street, Chatsworth, CA 91311
Registered with this firm since 3/13/2017

Previous Registration(s)
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03/10/2016 - 03/15/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) NORTHRIDGE, CA
B
03/07/2016 - 03/15/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) NORTHRIDGE, CA
B
08/05/2015 - 10/01/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) CANOGA PARK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.