Individual Firm
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Bryan Caulkins
BRYAN WELLINGTON CAULKINS
CRD#: 6489532
IA
B
PROXY FREEDOMCRD#: 324749 Winter Park, FL
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 WINTER GARDEN, FL
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Arizona 10/7/2022
B
Nevada 10/7/2022
B
California 9/20/2022
B
New Hampshire 10/7/2022
IA
California 9/21/2022
B
New Jersey 10/7/2022
B
Colorado 10/7/2022
B
New Mexico 10/7/2022
B
Florida 9/20/2022
B
New York 10/7/2022
IA
Florida 9/21/2022
B
North Carolina 10/7/2022
B
Idaho 10/7/2022
B
Ohio 8/3/2023
B
Illinois 10/7/2022
B
Oregon 10/7/2022
B
Indiana 3/26/2024
B
Pennsylvania 10/7/2022
B
Kansas 10/7/2022
B
South Carolina 10/7/2022
B
Maine 3/3/2023
B
Texas 10/7/2022
B
Maryland 10/7/2022
IA
Texas 10/7/2022
B
Michigan 8/2/2023
B
Virginia 8/2/2023
B
Missouri 5/23/2023
B
Washington 10/7/2022
SRO Registrations
B
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IA
IA
Registered with this firm since 2/19/2023
IA
Registered with this firm since 9/21/2022
B
Registered with this firm since 9/20/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/13/2018 - 09/15/2022 | Aventura, FL | |
B | 05/19/2019 - 01/04/2021 | WOODMERE, NY | |
IA | 07/06/2018 - 07/13/2018 | MAITLAND, FL | |
B | 10/23/2017 - 07/13/2018 | MAITLAND, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.