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Detailed Report
LAURA MARIE JAHNS
LAURA MARIE DANIELS, LAURA MARIE JAHNS, LAURA JAHNS, LAURA MARIE JENSEN, Laura M Jahns…
CRD#: 6488395
IA
Investment Adviser
B
Broker
SOFI WEALTH LLCCRD#: 167958 2750 E Cottonwood Pkwy
Suite 300
Cottonwood Heights, UT 84121
SOFI SECURITIES LLCCRD#: 151717 2750 E Cottonwood Parkway
Suite 300
Cottonwood Heights, UT 84121
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2018 (3 years)
Disclosure(s)
View By:
4/21/2023
Financial
Final
License(s)

State Registrations

B
Utah 8/22/2024
IA
Utah 8/22/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SOFI WEALTH LLC (CRD#:167958)
2750 E Cottonwood Pkwy Suite 300, Cottonwood Heights, UT 84121
Registered with this firm since 8/22/2024
B
SOFI SECURITIES LLC (CRD#:151717)
2750 E Cottonwood Parkway Suite 300, Cottonwood Heights, UT 84121
Registered with this firm since 8/21/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/22/2022 - 08/14/2024 WELLS FARGO ADVISORS (CRD#:19616) SALT LAKE CITY, UT
B
 12/21/2022 - 08/14/2024 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
IA
 06/10/2022 - 12/01/2022 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) SANDY, UT
B
 05/31/2022 - 12/01/2022 E*TRADE SECURITIES LLC (CRD#:29106) SANDY, UT
IA
 07/15/2021 - 05/03/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALT LAKE CITY, UT
B
 07/14/2021 - 05/03/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 06/18/2019 - 01/22/2021 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) SALT LAKE CITY, UT
B
 03/01/2019 - 01/21/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
IA
 08/03/2018 - 01/23/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) MURRAY, UT
B
 07/17/2018 - 01/23/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) MURRAY, UT
B
 06/15/2015 - 07/10/2018 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.