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Joshua Scott James
Josh James, Joshua S James, Joshua S. James
CRD#: 6488042
IA
B
EDWARD JONESCRD#: 250 3311 S YALE AVENUE SUITE 200
TULSA, OK 74135
TULSA, OK 74135
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Arizona 9/28/2023
B
New York 8/2/2023
B
Arkansas 8/2/2023
B
North Carolina 8/2/2023
B
California 8/2/2023
B
Ohio 7/11/2024
B
Colorado 8/2/2023
B
Oklahoma 6/8/2023
B
Florida 8/2/2023
IA
Oklahoma 6/8/2023
B
Georgia 8/2/2023
B
Tennessee 8/16/2023
B
Illinois 8/2/2023
B
Texas 6/8/2023
B
Missouri 8/2/2023
IA
Texas 6/8/2023
B
New Mexico 8/2/2023
B
Wyoming 8/2/2023
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/8/2023
B
Registered with this firm since 6/8/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/29/2017 - 05/20/2023 | HOUSTON, TX | |
B | 11/29/2017 - 05/20/2023 | HOUSTON, TX | |
IA | 08/10/2016 - 07/07/2017 | CYPRESS, TX | |
B | 07/21/2016 - 07/07/2017 | CYPRESS, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.