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Detailed Report
JOSEPH RYAN REGAN
JOEY REGAN, JOSEPH R REGAN, JOSEPH R. REGAN
CRD#: 6487082
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1300 SW 5TH AVE 15TH FL
[OO-RBO]
PORTLAND, OR 97201
Registration History
201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2017 - Present (8 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2016 - Present (8 years)BAXA ADVISORS, LLC (CRD# 6627)2015 - 2016 (<1 year)
License(s)

State Registrations

B
Alaska 6/28/2022
B
Montana 6/28/2022
B
Arizona 3/8/2018
B
Nevada 3/8/2018
B
Arkansas 1/22/2020
B
New Hampshire 6/7/2024
B
California 3/8/2018
B
New Jersey 1/22/2020
B
Colorado 3/8/2018
B
New Mexico 3/21/2019
B
Connecticut 1/22/2020
B
New York 1/22/2020
B
Delaware 9/1/2020
B
North Carolina 10/11/2018
B
District of Columbia 1/22/2020
B
Ohio 6/30/2023
B
Florida 3/8/2018
B
Oklahoma 7/7/2022
B
Georgia 3/8/2018
B
Oregon 8/24/2016
B
Hawaii 1/22/2020
IA
Oregon 4/13/2017
B
Idaho 1/22/2020
B
Pennsylvania 3/8/2018
B
Illinois 3/8/2018
B
Rhode Island 2/19/2025
B
Indiana 10/2/2018
B
South Carolina 10/9/2018
B
Kansas 1/22/2020
B
Tennessee 1/22/2020
B
Kentucky 7/27/2022
B
Texas 3/8/2018
B
Louisiana 12/23/2024
IA
Texas 3/8/2018
B
Maine 8/4/2022
B
Utah 1/23/2020
B
Maryland 6/28/2022
B
Virginia 1/22/2020
B
Massachusetts 1/22/2020
IA
Washington 4/13/2017
B
Michigan 1/22/2020
B
Washington 3/8/2018
B
Missouri 1/22/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1300 SW 5TH AVE 15TH FL [OO-RBO], PORTLAND, OR 97201
Registered with this firm since 4/13/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1300 SW 5TH AVE 15TH FL [OO-RBO], PORTLAND, OR 97201
Registered with this firm since 8/24/2016
Previous Registration(s)
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B
 10/08/2015 - 04/13/2016 AXA ADVISORS, LLC (CRD#:6627) PORTLAND, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.