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Detailed Report
Ali Zafar
CRD#: 6486729
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4855 Technology Way
Suite 600
Boca Raton, FL 33431
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - 2022 (3 years)2 FIRMS2022 - Present (3 years)BPROFUNDS DISTRIBUTORS, INC. (CRD# 19541)2015 - 2018 (2 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Arizona 2/16/2023
B
Missouri 11/20/2023
B
California 1/14/2022
B
Nevada 1/14/2022
B
Connecticut 2/16/2023
B
New Jersey 1/14/2022
B
District of Columbia 1/14/2022
B
New York 1/14/2022
B
Florida 1/14/2022
B
North Carolina 1/14/2022
IA
Florida 1/18/2022
B
Oregon 1/14/2022
B
Georgia 1/14/2022
B
Pennsylvania 2/17/2023
B
Hawaii 1/14/2022
B
South Carolina 1/14/2022
B
Illinois 9/4/2024
B
Tennessee 2/16/2023
B
Maine 4/9/2024
B
Texas 1/14/2022
B
Massachusetts 2/17/2023
IA
Texas 1/14/2022
B
Michigan 9/4/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4855 Technology Way Suite 600, Boca Raton, FL 33431
Registered with this firm since 1/14/2022
B
MORGAN STANLEY (CRD#:149777)
4855 Technology Way Suite 600, Boca Raton, FL 33431
Registered with this firm since 1/14/2022
Previous Registration(s)
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IA
 05/07/2018 - 01/18/2022 EDWARD JONES (CRD#:250) DELRAY BEACH, FL
B
 04/16/2018 - 01/18/2022 EDWARD JONES (CRD#:250) DELRAY BEACH, FL
B
 07/27/2015 - 04/16/2018 PROFUNDS DISTRIBUTORS, INC. (CRD#:19541) BETHESDA, MD
B
 05/15/2015 - 06/19/2015 NATIONAL SECURITIES CORPORATION (CRD#:7569) MELVILLE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.