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EDUARDO ALI GARCIA-ONA JR.
EDUARDO GARCIA-ONA
CRD#: 6485841
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 9130 S. DADELAND BLVD.
SUITE 1400
MIAMI, FL 33156
SUITE 1400
MIAMI, FL 33156
0
Disclosures
9
Years of Experience
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State Registrations
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Colorado 7/14/2023
IA
Florida 3/2/2021
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Colorado 7/21/2023
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Texas 3/1/2021
B
Florida 3/1/2021
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Texas 3/1/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 3/1/2021
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Registered with this firm since 3/1/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/19/2020 - 03/02/2021 | Miami, FL | |
B | 05/26/2016 - 03/02/2021 | Miami, FL | |
B | 09/01/2015 - 05/26/2016 | CORAL GABLES, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.