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Detailed Report
LUIS DAVID BARRERA
DAVID BARRERA, LUIS BARRERA, Luis David Barrera
CRD#: 6485621
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 9600 COLLINS AVE
BAL HARBOUR, FL 33154
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 9600 COLLINS AVE
BAL HARBOUR, FL 33154
Registration History
20172018201920202021202220232024202520262 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - Present (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2017 - 2021 (4 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2021 (<1 year)
Disclosure(s)
View By:
6/27/2022
Judgment / Lien
License(s)

State Registrations

B
Florida 5/31/2023
IA
Florida 6/5/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
9600 COLLINS AVE, BAL HARBOUR, FL 33154
Registered with this firm since 6/5/2023
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
9600 COLLINS AVE, BAL HARBOUR, FL 33154
MIAMI, FL
Registered with this firm since 5/31/2023
Previous Registration(s)
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IA
 11/09/2021 - 05/19/2023 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) MIAMI, FL
B
 10/25/2021 - 05/18/2023 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MERRIMACK, NH
IA
 10/23/2020 - 08/11/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
 02/08/2017 - 08/11/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.