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Khallada Lynette Simpson
KHALLADA SIMPSON, Khallada L Simpson
CRD#: 6485390
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 889 Ridge Lake Blvd
Memphis, TN 38120
Memphis, TN 38120
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 889 Ridge Lake Blvd
Memphis, TN 38120
Memphis, TN 38120
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12/28/2015
Financial
Final
11/18/2015
Financial
Final
11/2/2015
Financial
Final
State Registrations
B
Tennessee 11/15/2023
IA
Tennessee 11/20/2023
SRO Registrations
B
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IA
Registered with this firm since 11/20/2023
B
Registered with this firm since 11/15/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/16/2022 - 06/02/2022 | FRANKLIN, TN | |
B | 10/01/2021 - 06/02/2022 | FRANKLIN, TN | |
B | 06/01/2015 - 10/24/2017 | CORDOVA, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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