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Nicholas Daniel Emmendorfer
CRD#: 6484784
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 219 W WASHINGTON STREET
SUITE C
MARQUETTE, MI 49855
Registration History
201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2023 - 2024 (<1 year)
Disclosure(s)
View By:
8/4/2012
Criminal
Final Disposition
License(s)

State Registrations

B
Michigan 8/23/2024

IA
Michigan 8/23/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
219 W WASHINGTON STREET SUITE C, MARQUETTE, MI 49855
Registered with this firm since 8/23/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
219 W WASHINGTON STREET SUITE C, MARQUETTE, MI 49855
Registered with this firm since 6/14/2024

Previous Registration(s)
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B
07/12/2023 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) MARQUETTE, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.